BARTELL LAW PLLC defends financial professionals in FINRA Inquiries, Investigations and Exams; FINRA Arbitration (customer complaints and industry disputes); FINRA Registration and Disclosure matters (Form U4 and U5), Expungement of Brokercheck Records (customer complaints and criminal charges), and Employment Disputes (termination, Form U5 disputes, compensation, promissory notes, forgivable loans). The firm also represents financial professionals before the Certified Financial Planner Board (CFP Board) in disciplinary and disclosure matters. Free consultation. Nationwide service for most matters.
